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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

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REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

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COND 1.1A Application

As Published: 2013

COND 1.1A Application

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LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

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SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

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SYSC 19D.3 Remuneration principles

As Published: 2017

SYSC 19D.3 Remuneration principles

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COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

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SUP 15.11 Notification of COCON breaches and disciplinary action

As Published: 2015

SUP 15.11 Notification of COCON breaches and disciplinary action

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LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

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PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

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COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

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SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

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DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

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SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

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REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

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LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

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REC 1.1 Application

As Published: 2005

REC 1.1 Application

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SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

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LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

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SUP 10C.10 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10C.10 Application for approval and withdrawing an application for approval

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