Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

EG 5.1 Settlement and the FCA – an overview

As Published: 2016

EG 5.1 Settlement and the FCA – an overview

…

COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

…

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

As Published: 2013

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

…

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

REC 2.11 Custody

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A CATEGORY B FIRM

PR 3.1 Approval of prospectus

COBS 19.1 Pension transfers, conversions, and opt-outs

IPRU-INV 5.8 Calculation of own funds and liquid capital

DISP 3.7 Awards by the Ombudsman

DEPP 5.1 Settlement decision makers

SUP 14.3 Changes to cross border services

BIPRU 9.6 Implicit support

BIPRU 13.7 Contractual netting

DEPP 4.1 Executive decision maker

COBS 19.2 Personal pensions, FSAVCs and AVCs

EG 19.13 The Consumer Protection Co-operation Regulation26

APER 4.2 Statement of Principle 2

EG 5.1 Settlement and the FCA – an overview

COLL 9.3 Section 272 recognised schemes

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

PERG 8.11 Types of exemption under the Financial Promotion Order