Search Result

181 - 200 of 1501 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 4.7 The IRB approach: Equity exposures

As Published: 2007

BIPRU 4.7 The IRB approach: Equity exposures

SUP 16.20 Submission of recovery plans and information for resolution plans

As Published: 2015

SUP 16.20 Submission of recovery plans and information for resolution plans

LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

IFPRU 11.5 Intra-group financial support

As Published: 2016

IFPRU 11.5 Intra-group financial support

REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

COBS 11.6 Use of dealing commission [deleted]

As Published: 2007

COBS 11.6 Use of dealing commission [deleted]

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

DTR 8.2 Approval as a primary information provider

As Published: 2014

DTR 8.2 Approval as a primary information provider