Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

…

LR 1.1 Introduction

As Published: 2005

LR 1.1 Introduction

…

COLL 4.8 Notifications for UCITS master-feeder arrangements

As Published: 2011

COLL 4.8 Notifications for UCITS master-feeder arrangements

…

PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

…

DISP INTRO 1 Introduction

As Published: 2008

DISP INTRO 1 Introduction

…

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

…

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

…

PERG 8.34 The business test

As Published: 2018

PERG 8.34 The business test

…

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

…

PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

…

REC 4.6A The section 192C power to direct qualifying parent undertakings

As Published: 2013

REC 4.6A The section 192C power to direct qualifying parent undertakings

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COBS 8.1 Client agreements: non-MiFID designated investment business

CONC 8.8 Debt management plans

BIPRU 11.2 Basis of disclosures

MAR 1.10 Statutory exceptions

MCOB 3A.1 Application and purpose

MIPRU 4.2C Credit risk mitigation

PERG 6.1 Application

SUP 10C.4 Specification of functions