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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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BIPRU 12.8 Cross-border and intra-group management of liquidity

As Published: 2010

BIPRU 12.8 Cross-border and intra-group management of liquidity

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REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

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SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

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SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

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GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

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Similar To

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

FEES 6.7 Payment of levies

SUP 8.3 Applying for a waiver

SYSC 4.7

SUP 11.6 Subsequent notification requirements by firms

REC 2.3 Financial resources

LR App 1.1 Relevant definitions

PRIN 1.1 Application and purpose

BIPRU 7.10 Use of a Value at Risk Model

SUP 10C.16 References and accurate information

COLL 6.9 Independence, names and UCITS business restrictions

FIT 1.1 Application and purpose

COCON 1.1 Application

SUP 1A.2 Introduction

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

BIPRU 12.8 Cross-border and intra-group management of liquidity

REC 2.2 Method of satisfying the recognition requirements

SUP 11.9 Changes in close links

SUP 10C.1 Application

GEN 4.3 Letter disclosure