Search Result

1161 - 1180 of 1691 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

SYSC 4.9

As Published: 2015

SYSC 4.9

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

LR 9.7A Preliminary statement of annual results, and statement of dividends

As Published: 2006

LR 9.7A Preliminary statement of annual results, and statement of dividends

PERG 14.6 Carrying on a regulated activity in the United Kingdom

As Published: 2010

PERG 14.6 Carrying on a regulated activity in the United Kingdom

EG 5.7 The relevance of settled cases to subsequent action

As Published: 2016

EG 5.7 The relevance of settled cases to subsequent action

EG 2.12 Co-operation

As Published: 2016

EG 2.12 Co-operation

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

MAR 5.1 Application

As Published: 2007

MAR 5.1 Application

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2008

COLL 8.6 Termination, suspension, and schemes of arrangement

MCOB 2A.2 Tying practices

As Published: 2016

MCOB 2A.2 Tying practices

PR 2.4 Incorporation by reference

As Published: 2007

PR 2.4 Incorporation by reference

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

MAR 5AA.1 Operation of a multilateral system as an MTF or OTF

As Published: 2017

MAR 5AA.1 Operation of a multilateral system as an MTF or OTF