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EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

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SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

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DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

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MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

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EG 3.2B Information requests (section 122B)

CONC 7.1 Application

COLL 11.2 Approval of a feeder UCITS

DISP 3.8 Dealing with information

SUP 14.4 Notices of proposed changes: form and delivery

PERG 6.5 General principles

EG 16.1 The FCA’s general approach to making disapplication orders

LR 19.1 Application

PERG 12.3 Rights under a personal pension scheme

PERG 10.2 General issues

EG 4.13 Preliminary findings letters and preliminary investigation reports

COBS 4.2 Fair, clear and not misleading communications

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

EG 3.10 Liaison where other authorities have an interest

BIPRU 8.1 Application

COBS 12.4 Investment recommendations