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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

IFPRU 4.13 Settlement risk

As Published: 2014

IFPRU 4.13 Settlement risk

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

CASS 11.7 Selecting an approved bank at which to hold client money

As Published: 2014

CASS 11.7 Selecting an approved bank at which to hold client money

EG 19.20 Payment Services Regulations 2017

As Published: 2016

EG 19.20 Payment Services Regulations 2017

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

LR 6.5 Controlling shareholders

As Published: 2017

LR 6.5 Controlling shareholders

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

As Published: 2007

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others

IPRU-INV 5.15 OTC derivatives: calculation of credit equivalent amount

As Published: 2016

IPRU-INV 5.15 OTC derivatives: calculation of credit equivalent amount

APER 4.3 Statement of Principle 3

As Published: 2007

APER 4.3 Statement of Principle 3

GEN 2.1 Introduction

As Published: 2004

GEN 2.1 Introduction

FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

GENPRU 1.1 Application

As Published: 2006

GENPRU 1.1 Application

FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

MIPRU 2.2 Allocation of the responsibility for insurance distribution activity or MCD credit intermediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance distribution activity or MCD credit intermediation activity

SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions