Search Result

761 - 780 of 1344 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

IPRU-INV 14.5 GROUP FINANCIAL RESOURCES REQUIREMENT

As Published: 2015

IPRU-INV 14.5 GROUP FINANCIAL RESOURCES REQUIREMENT

PR App 3.1

As Published: 2005

PR App 3.1

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

As Published: 2009

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2014

PERG 4.10 Exclusions applying to more than one regulated activity

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

SUP 16.15 Reporting under the Electronic Money Regulations

As Published: 2011

SUP 16.15 Reporting under the Electronic Money Regulations

COBS 11.6 Use of dealing commission [deleted]

As Published: 2007

COBS 11.6 Use of dealing commission [deleted]

RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement