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MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

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REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

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EG 19.13 The Consumer Protection Co-operation Regulation26

As Published: 2016

EG 19.13 The Consumer Protection Co-operation Regulation26

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COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

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SYSC 13.9 Outsourcing

As Published: 2015

SYSC 13.9 Outsourcing

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PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

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REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

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PERG 5.1 Application and purpose

As Published: 2018

PERG 5.1 Application and purpose

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SUP 10A.8 Systems and controls functions

As Published: 2013

SUP 10A.8 Systems and controls functions

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PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

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Similar To

DTR 1.4 Suspension of trading

EG 7.9 Suspensions of voting rights

EG 16.4 The effect of a disapplication order

DTR 8.3 Criteria for approval as a primary information provider

REC 3.7 Auditors

LR 6.13 Externally managed companies

CASS 6.2 Holding of client assets

CONC 4.2 Pre-contract disclosure and adequate explanations

MCOB 4.8A Execution-only sales

MCOB 5.4 Information on regulated mortgage contracts: general

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements