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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

As Published: 2016

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

LR 19.3 Listing applications

As Published: 2007

LR 19.3 Listing applications

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

SYSC 4 Annex 1

As Published: 2015

SYSC 4 Annex 1

LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

SUP 10C.8 The other local responsibility function (SMF22)

As Published: 2015

SUP 10C.8 The other local responsibility function (SMF22)

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

CASS 7.17 Statutory trust

As Published: 2017

CASS 7.17 Statutory trust

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

As Published: 2007

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

CASS 11.13 Client money distribution in the event of a failure of a firm or approved bank

As Published: 2014

CASS 11.13 Client money distribution in the event of a failure of a firm or approved bank

BIPRU 14.2 Calculation of the capital requirement for CCR

As Published: 2006

BIPRU 14.2 Calculation of the capital requirement for CCR