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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

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MCOB 4.10 Home purchase plans: sales standards

As Published: 2006

MCOB 4.10 Home purchase plans: sales standards

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SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

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REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

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SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

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FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

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REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

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SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

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SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

As Published: 2007

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

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RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

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SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

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SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

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LR 6.3 Revenue earning track record requirement

As Published: 2017

LR 6.3 Revenue earning track record requirement

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SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

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GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

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ICOBS 2.4 Record-keeping

As Published: 2011

ICOBS 2.4 Record-keeping

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EG 6.8 The Financial Services register: publication of prohibitions of individuals (see chapter 9)

As Published: 2016

EG 6.8 The Financial Services register: publication of prohibitions of individuals (see chapter 9)

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FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

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LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

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EG 6.9 The Financial Services register: publication of disciplinary measures against auditors and actuaries (see chapter 15)

As Published: 2016

EG 6.9 The Financial Services register: publication of disciplinary measures against auditors and actuaries (see chapter 15)

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