Search Result

21 - 40 of 1412 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 4.8

As Published: 2015

SYSC 4.8

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

SUP 5.2 The FCA’s power

As Published: 2016

SUP 5.2 The FCA’s power

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

SUP 10C.10 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10C.10 Application for approval and withdrawing an application for approval

GENPRU 2.2 Capital resources

As Published: 2006

GENPRU 2.2 Capital resources

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2013

REC 4.3 Risk assessments for UK recognised bodies

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

SYSC 4.7

As Published: 2015

SYSC 4.7

DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

SYSC 5.2

As Published: 2015

SYSC 5.2

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities