Search Result

341 - 360 of 1489 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

…

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

…

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

…

COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

…

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

As Published: 2007

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

…

LR 16.1 Application

As Published: 2005

LR 16.1 Application

…

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

…

REC 6.5 FCA decision on recognition

As Published: 2013

REC 6.5 FCA decision on recognition

…

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

…

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

…

REC 1.1 Application

As Published: 2005

REC 1.1 Application

…

SUP 10A.14 Changes to an FCA-approved person's details

As Published: 2014

SUP 10A.14 Changes to an FCA-approved person's details

…

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

…

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

…

SUP 5.4 Appointment and reporting process

As Published: 2016

SUP 5.4 Appointment and reporting process

…

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

…

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

…

PR 3.3 Advertisements

As Published: 2012

PR 3.3 Advertisements

…

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

…

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

…