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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.7 The Open-Ended Investment Companies Regulations 2001

As Published: 2016

EG 19.7 The Open-Ended Investment Companies Regulations 2001

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COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

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EG 4.9 Involvement of FCA supervisors during the investigation phase

As Published: 2016

EG 4.9 Involvement of FCA supervisors during the investigation phase

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

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LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

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DEPP 6.7 Discount for early settlement

As Published: 2010

DEPP 6.7 Discount for early settlement

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SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10A.13 Application for approval and withdrawing an application for approval

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FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

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DEPP 6A.2 Deciding whether to take action

As Published: 2013

DEPP 6A.2 Deciding whether to take action

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LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

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SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

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SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

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FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

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CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

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DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

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LR 4.3 Approval and publication of listing particulars

As Published: 2016

LR 4.3 Approval and publication of listing particulars

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REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

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MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

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CONC 8.3 Pre contract information and advice requirements

As Published: 2014

CONC 8.3 Pre contract information and advice requirements

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