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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

PR 3.2 Filing and publication of prospectus

As Published: 2012

PR 3.2 Filing and publication of prospectus

DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

DTR 1.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1.2 Modifying rules and consulting the FCA

CONC 7.4 Information on status of debts

As Published: 2014

CONC 7.4 Information on status of debts

SYSC 22.6 Giving and updating references: additional rules and guidance for SMCR firms

As Published: 2016

SYSC 22.6 Giving and updating references: additional rules and guidance for SMCR firms

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

SYSC 2.2 Recording the apportionment

As Published: 2015

SYSC 2.2 Recording the apportionment

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

As Published: 2015

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

IPRU-INV 5.7 Qualifying property and qualifying undertakings

As Published: 2016

IPRU-INV 5.7 Qualifying property and qualifying undertakings

MCOB 11.4 Application

As Published: 2012

MCOB 11.4 Application

EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

EG 4.11 Approach to interviews and interview procedures

As Published: 2016

EG 4.11 Approach to interviews and interview procedures