Search Result

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

…

MAR 5AA.1 Operation of a multilateral system as an MTF or OTF

As Published: 2017

MAR 5AA.1 Operation of a multilateral system as an MTF or OTF

…

BIPRU 2.3 Interest rate risk in the non-trading book

As Published: 2006

BIPRU 2.3 Interest rate risk in the non-trading book

…

COND 1.3 General

As Published: 2013

COND 1.3 General

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COBS 4.1 Application

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

COLL 9.4 Facilities in the United Kingdom

MIPRU 2.3 Knowledge, ability and good repute [deleted]

PERG 8.8 Having an effect in the United Kingdom

REC 4.8 The section 298 procedure

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions

BIPRU 4.9 The IRB approach: Securitisation, non-credit obligations assets and CIUs

BIPRU 4.5 The IRB approach: Specialised lending exposures

BIPRU 9.8 Use of ECAI credit assessments for the determination of applicable risk weights

BIPRU 5.8 Maturity mismatches

PERG 8.3 Financial promotion

REC 2A.2 Method of satisfying the RAP recognition requirements

SYSC 13.3 Other related Handbook sections

REC 4.1 Application and purpose

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

MAR 5AA.1 Operation of a multilateral system as an MTF or OTF

BIPRU 2.3 Interest rate risk in the non-trading book

COND 1.3 General