Search Result

281 - 300 of 1360 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

REC 3.5 Disciplinary action and events relating to members of the management body

As Published: 2013

REC 3.5 Disciplinary action and events relating to members of the management body

SYSC 18.1 Application and purpose

As Published: 2006

SYSC 18.1 Application and purpose

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

LR 6.7 Working capital

As Published: 2017

LR 6.7 Working capital

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

IFPRU 4.12 Securitisation

As Published: 2014

IFPRU 4.12 Securitisation

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

As Published: 2006

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

CONC 5.2 Creditworthiness assessment: before agreement [deleted]

As Published: 2015

CONC 5.2 Creditworthiness assessment: before agreement [deleted]

CONC 7.17 Notice of sums in arrears under P2P agreements for fixed-sum credit

As Published: 2015

CONC 7.17 Notice of sums in arrears under P2P agreements for fixed-sum credit

CONC 7.18 Notice of sums in arrears under P2P agreements for running-account credit

As Published: 2015

CONC 7.18 Notice of sums in arrears under P2P agreements for running-account credit

DTR 2.2 Disclosure of inside information

As Published: 2016

DTR 2.2 Disclosure of inside information