Search Result

381 - 400 of 1538 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IFPRU 11.1 Application and purpose

As Published: 2015

IFPRU 11.1 Application and purpose

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

IFPRU 11.5 Intra-group financial support

As Published: 2016

IFPRU 11.5 Intra-group financial support

BIPRU 9.6 Implicit support

As Published: 2011

BIPRU 9.6 Implicit support

REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

SUP 16.20 Submission of recovery plans and information for resolution plans

As Published: 2015

SUP 16.20 Submission of recovery plans and information for resolution plans

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

DTR 8.2 Approval as a primary information provider

As Published: 2014

DTR 8.2 Approval as a primary information provider

MIPRU 4.2BA Securitisation

As Published: 2015

MIPRU 4.2BA Securitisation

IFPRU 9.1 Application and Purpose

As Published: 2014

IFPRU 9.1 Application and Purpose

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA