Search Result

161 - 180 of 879 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

COLL 9.2 Section 264 recognised schemes

As Published: 2011

COLL 9.2 Section 264 recognised schemes

COBS 17.1 Providing information to claimants, dealing with claims and warranties in policies

As Published: 2007

COBS 17.1 Providing information to claimants, dealing with claims and warranties in policies

COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

COBS 18.11 Authorised professional firms

As Published: 2007

COBS 18.11 Authorised professional firms

COBS 10.4 Assessing appropriateness: when it need not be done

As Published: 2017

COBS 10.4 Assessing appropriateness: when it need not be done

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

IPRU-INV 11.1 INTRODUCTION

As Published: 2015

IPRU-INV 11.1 INTRODUCTION

COBS 6.1F Using a platform service for arranging and advising

As Published: 2011

COBS 6.1F Using a platform service for arranging and advising

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

COBS 18.3 Corporate finance business

As Published: 2007

COBS 18.3 Corporate finance business

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction