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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

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CONC 7.6 Exercise of continuous payment authority

As Published: 2014

CONC 7.6 Exercise of continuous payment authority

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SUP 10C.8 The other local responsibility function (SMF22)

As Published: 2015

SUP 10C.8 The other local responsibility function (SMF22)

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COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

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SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

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PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

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SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

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COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

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Similar To

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

SUP 13.12 Sources of further information

PERG 2.6 Specified investments: a broad outline

SUP 10A.12 Procedures relating to FCA-approved persons

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

SUP 5.3 Policy on the use of skilled persons

MCOB 11.6 Responsible lending and financing

MCOB 5.6 Content of illustrations

SYSC 4.5

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy