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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

MAR 5A.5 Systems and controls for algorithmic trading

As Published: 2017

MAR 5A.5 Systems and controls for algorithmic trading

PR App 1.1

As Published: 2005

PR App 1.1

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

As Published: 2010

IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

LR 6.15 Shares of a non-EEA company

As Published: 2017

LR 6.15 Shares of a non-EEA company

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

LR 6.7 Working capital

As Published: 2017

LR 6.7 Working capital

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

SYSC 5.2

As Published: 2015

SYSC 5.2

DTR 1A.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1A.2 Modifying rules and consulting the FCA

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

DTR 1.5 Fees and sanctions

As Published: 2005

DTR 1.5 Fees and sanctions

RCB 3.4 Covered Bond issuance notifications

As Published: 2011

RCB 3.4 Covered Bond issuance notifications

LR 6.13 Externally managed companies

As Published: 2017

LR 6.13 Externally managed companies

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

DTR 2.1 Introduction and purpose

As Published: 2005

DTR 2.1 Introduction and purpose

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process