Search Result

1221 - 1240 of 1626 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CONC 5.1 Application [deleted]

As Published: 2018

CONC 5.1 Application [deleted]

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

SUP 10A.5 Significant-influence functions

As Published: 2015

SUP 10A.5 Significant-influence functions

REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

FEES App 1 Annex 4 Glossary of definitions

As Published: 2012

FEES App 1 Annex 4 Glossary of definitions

DISP INTRO 1 Introduction

As Published: 2008

DISP INTRO 1 Introduction

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

PERG 13.6 CRD IV

As Published: 2007

PERG 13.6 CRD IV

BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

COBS 4.9 Financial promotions with an overseas element

As Published: 2007

COBS 4.9 Financial promotions with an overseas element

COBS 15.2 The right to cancel

As Published: 2007

COBS 15.2 The right to cancel

COBS 17.1 Providing information to claimants, dealing with claims and warranties in policies

As Published: 2007

COBS 17.1 Providing information to claimants, dealing with claims and warranties in policies