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EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

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CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

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REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

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REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

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LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

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SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

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COLL 12.3 EEA UCITS management companies

BIPRU 11.5 Technical criteria on disclosure: General requirements

PERG 5.4 The business test

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

SUP 15.7 Form and method of notification

SUP 10C.16 References and accurate information

APER 4.4 Statement of Principle 4

RCB 3.6 Fees and other matters

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

PERG 8.21 Company statements, announcements and briefings

ICOBS 8.4 Employers’ Liability Insurance

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

SYSC 8.1 General outsourcing requirements