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DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

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SUP 10A.9 Significant management functions

As Published: 2014

SUP 10A.9 Significant management functions

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IPRU-INV 5.6 Qualifying subordinated loans

As Published: 2016

IPRU-INV 5.6 Qualifying subordinated loans

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LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

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LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

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FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

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FIT 2.2 Competence and capability

LR 1.3 Information gathering and publication

FIT 2.3 Financial soundness

IFPRU 1.3 Supervisory benchmarking of internal approaches for calculating own funds requirements

CASS 5.2 Holding money as agent of an insurance undertaking

SYSC 22.8 Policies and appointed representatives

CONC App 1.2 Total charge for credit rules for other agreements

CONC 3.6 Financial promotions about credit agreements secured on land

MCOB 5A.4 Provision of a European Standardised Information Sheet (ESIS)

CONC 5A.3 Prohibition from imposing charges under agreements for high-cost short-term credit

CONC 5A.4 Cost cap for operating an electronic system in relation to lending

MCOB 8.5A Advised sales

TC App 3.1 Circumstances in which TC does not apply

FEES 2.3 Relieving Provisions

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures