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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

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LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

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CONC 1.1 Application and purpose

As Published: 2014

CONC 1.1 Application and purpose

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CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

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REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

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DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

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GEN 7.1 Application

As Published: 2015

GEN 7.1 Application

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SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

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COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

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FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

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CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

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SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

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LR 6.3 Revenue earning track record requirement

As Published: 2017

LR 6.3 Revenue earning track record requirement

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CASS 3.2 Requirements

As Published: 2003

CASS 3.2 Requirements

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REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

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REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

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LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

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LR 9.7A Preliminary statement of annual results, and statement of dividends

As Published: 2006

LR 9.7A Preliminary statement of annual results, and statement of dividends

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