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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

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PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

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COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

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SYSC 3.1 Systems and controls

As Published: 2006

SYSC 3.1 Systems and controls

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IFPRU 2.1 Application and purpose

As Published: 2016

IFPRU 2.1 Application and purpose

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LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

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BIPRU 7.11 Credit derivatives in the trading book

As Published: 2007

BIPRU 7.11 Credit derivatives in the trading book

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MAR 9.4 Supervisory regime

As Published: 2017

MAR 9.4 Supervisory regime

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SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

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SYSC 1.2 Purpose

As Published: 2006

SYSC 1.2 Purpose

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SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

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FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

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BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

As Published: 2006

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

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LR 6.6 Control of the business

As Published: 2017

LR 6.6 Control of the business

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COLL 6.12 Risk management policy and risk measurement

As Published: 2011

COLL 6.12 Risk management policy and risk measurement

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SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

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LR 6.14 Shares in public hands

As Published: 2017

LR 6.14 Shares in public hands

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LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

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MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

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LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

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