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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

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BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

As Published: 2006

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

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REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

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PERG 15.7 Transitional provisions

As Published: 2018

PERG 15.7 Transitional provisions

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MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

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LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

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RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

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DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

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PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

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COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

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MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

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MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

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CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

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MAR 5A.5 Systems and controls for algorithmic trading

As Published: 2017

MAR 5A.5 Systems and controls for algorithmic trading

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EG 6.1 Publicity during FCA investigations

As Published: 2016

EG 6.1 Publicity during FCA investigations

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DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

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COBS 14.2 Providing product information to clients

As Published: 2007

COBS 14.2 Providing product information to clients

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REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

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