Search Result

661 - 680 of 1715 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 15.4 Effects of cancellation

As Published: 2007

COBS 15.4 Effects of cancellation

PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

EG 19.9 Electronic commerce activity directions: the FCA’s policy

As Published: 2016

EG 19.9 Electronic commerce activity directions: the FCA’s policy

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

CASS 11.1 Application

As Published: 2014

CASS 11.1 Application

GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

MCOB 2.7A E-Commerce

As Published: 2007

MCOB 2.7A E-Commerce

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

CONC 4.7

As Published: 2014

CONC 4.7

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms