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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

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CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

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APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

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SYSC 3.1 Systems and controls

As Published: 2006

SYSC 3.1 Systems and controls

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COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

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INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

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EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

As Published: 2016

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

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COBS 4.9 Financial promotions with an overseas element

As Published: 2007

COBS 4.9 Financial promotions with an overseas element

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PERG 8.34 The business test

As Published: 2018

PERG 8.34 The business test

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SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2014

SUP 10A.12 Procedures relating to FCA-approved persons

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BIPRU 7.4 Commodity PRR

As Published: 2007

BIPRU 7.4 Commodity PRR

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EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

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MIPRU 4.2F Exposures and risk weights

As Published: 2015

MIPRU 4.2F Exposures and risk weights

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SUP 10A.8 Systems and controls functions

As Published: 2013

SUP 10A.8 Systems and controls functions

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LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

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CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

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IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

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SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

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