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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

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SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

As Published: 2015

SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

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IFPRU 11.4 Information for resolution plans

As Published: 2015

IFPRU 11.4 Information for resolution plans

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DTR 1.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1.2 Modifying rules and consulting the FCA

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EG 4.14 Joint investigations with the PRA

As Published: 2016

EG 4.14 Joint investigations with the PRA

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MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

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CASS 11.4 Definition of client money and the discharge of fiduciary duty

As Published: 2014

CASS 11.4 Definition of client money and the discharge of fiduciary duty

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DTR 5.2 Acquisition or disposal of major proportions of voting rights

GENPRU 1.3 Valuation

COBS 5.2 E-Commerce

CONC 10.3 Calculation of prudential resources

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COBS 11.2 Best execution for AIFMs and residual CIS operators

CONC 5A.4 Cost cap for operating an electronic system in relation to lending

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DTR 1.5 Fees and sanctions

DEPP 8.4 Use of the own-initiative variation of approval power in urgent cases

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SYSC 13.4 Requirements to notify the appropriate regulator

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy