Search Result

601 - 620 of 1444 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 6.4A Quotes in respect of non-equity instruments

As Published: 2017

MAR 6.4A Quotes in respect of non-equity instruments

…

LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

…

MAR 6.3A Quality of execution

As Published: 2017

MAR 6.3A Quality of execution

…

MAR 6.2 Purpose

As Published: 2017

MAR 6.2 Purpose

…

TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

…

EG 15.3 Disqualification under section 345

As Published: 2016

EG 15.3 Disqualification under section 345

…

EG 15.4 Disqualification under section 249 or section 261K

As Published: 2016

EG 15.4 Disqualification under section 249 or section 261K

…

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

…

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

…

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

…

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

As Published: 2014

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

…

MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

…

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

…

PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

…

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

…

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

…

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

…

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

…

FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

…

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

…