Search Result

581 - 600 of 1371 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

…

IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

…

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

…

IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

…

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

…

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

…

SYSC 22.9 Records

As Published: 2016

SYSC 22.9 Records

…

MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

…

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

…

MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

…

MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

…

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

…

DTR 2.2 Disclosure of inside information

As Published: 2016

DTR 2.2 Disclosure of inside information

…

EG 19.13 The Consumer Protection Co-operation Regulation26

As Published: 2016

EG 19.13 The Consumer Protection Co-operation Regulation26

…

SUP 10A.8 Systems and controls functions

As Published: 2013

SUP 10A.8 Systems and controls functions

…

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

…

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

…

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

…

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

…

MAR 5.10 Operation of an SME growth market

As Published: 2017

MAR 5.10 Operation of an SME growth market

…