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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

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SUP 5.2 The FCA’s power

As Published: 2016

SUP 5.2 The FCA’s power

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LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

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BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

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SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

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REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

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DTR 8.3 Criteria for approval as a primary information provider

As Published: 2014

DTR 8.3 Criteria for approval as a primary information provider

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COBS 12.4 Investment recommendations

As Published: 2007

COBS 12.4 Investment recommendations

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SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

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REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

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CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

As Published: 2014

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

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EG 19.20 Payment Services Regulations 2017

As Published: 2016

EG 19.20 Payment Services Regulations 2017

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SUP 8A.2 Introduction and conditions

As Published: 2014

SUP 8A.2 Introduction and conditions

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EG 4.13 Preliminary findings letters and preliminary investigation reports

As Published: 2016

EG 4.13 Preliminary findings letters and preliminary investigation reports

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REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

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REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

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EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

As Published: 2016

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

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SUP 15.12 Ongoing alerts for retail adviser complaints

As Published: 2015

SUP 15.12 Ongoing alerts for retail adviser complaints

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