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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

As Published: 2015

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

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SYSC 18.6 Whistleblowing obligations under MiFID and other EU legislation

As Published: 2017

SYSC 18.6 Whistleblowing obligations under MiFID and other EU legislation

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FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

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SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

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MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

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CONC 7.1 Application

As Published: 2014

CONC 7.1 Application

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MCOB 12.4 Payment shortfall charges: regulated mortgage contracts

As Published: 2004

MCOB 12.4 Payment shortfall charges: regulated mortgage contracts

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GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

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SUP 10C.10 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10C.10 Application for approval and withdrawing an application for approval

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DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

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SUP 10C.16 References and accurate information

As Published: 2016

SUP 10C.16 References and accurate information

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LR App 2.1

As Published: 2005

LR App 2.1

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EG 5.5 The settlement discount scheme

As Published: 2015

EG 5.5 The settlement discount scheme

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LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

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SUP 10C.14 Changes to an FCA-approved person’s details

As Published: 2015

SUP 10C.14 Changes to an FCA-approved person’s details

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SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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DISP 1.1A Complaints handling requirements for MiFID complaints

As Published: 2017

DISP 1.1A Complaints handling requirements for MiFID complaints

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LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

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SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

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