Search Result

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

…

CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

…

IPRU-INV 9.2 GENERAL REQUIREMENTS

As Published: 2016

IPRU-INV 9.2 GENERAL REQUIREMENTS

…

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

REC 3.15 Suspension of services and inability to operate facilities

EG 15.4 Disqualification under section 249 or section 261K

SUP 16.1 Application

SUP 21.1 Form of waiver for energy market participants

COBS 11.2 Best execution for AIFMs and residual CIS operators

PR 4.1 Use of languages

IFPRU 4.11 Income-producing real estate portfolios

SYSC 19D.3 Remuneration principles

COLL 2.1 Authorised fund applications

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

EG 11.4 Determining the amount of restitution

REC 4.6 The section 296 power to give directions

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

CASS 11.12 CASS 11 resolution pack

SYSC 4.2 Persons who effectively direct the business

IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

CASS 3.1 Application and Purpose

IPRU-INV 9.2 GENERAL REQUIREMENTS

LR 9.2 Requirements with continuing application