Search Result

401 - 420 of 1796 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

EG App 2.1 Purpose, status and application of the guidelines

As Published: 2015

EG App 2.1 Purpose, status and application of the guidelines

COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

MCOB 3A.1 Application and purpose

As Published: 2015

MCOB 3A.1 Application and purpose

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

PERG 15.7 Transitional provisions

As Published: 2018

PERG 15.7 Transitional provisions

SYSC 22.9 Records

As Published: 2016

SYSC 22.9 Records

PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

PERG 4.4 What is a regulated mortgage contract?

As Published: 2005

PERG 4.4 What is a regulated mortgage contract?

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

PERG 11.2 Guidance on property investment clubs

As Published: 2013

PERG 11.2 Guidance on property investment clubs