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SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

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COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others

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IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

As Published: 2015

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

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COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

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SUP 10C.16 References and accurate information

As Published: 2016

SUP 10C.16 References and accurate information

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REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

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MCOB 9.8 Disclosure after sale: lifetime mortgages

As Published: 2004

MCOB 9.8 Disclosure after sale: lifetime mortgages

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GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

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MAR 10.4 Position reporting

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

PERG 5.5 The regulated activities: dealing in contracts as agent

SUP 10C.14 Changes to an FCA-approved person’s details

PERG 9.4 Collective investment scheme (section 235 of the Act)

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DTR 5.1 Notification of the acquisition or disposal of major shareholdings

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

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SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation