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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 9.9 The effect of the FCA’s decision to withdraw approval

As Published: 2016

EG 9.9 The effect of the FCA’s decision to withdraw approval

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

PERG 13.7 The territorial application of MiFID [deleted]

As Published: 2007

PERG 13.7 The territorial application of MiFID [deleted]

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

EG 16.1 The FCA’s general approach to making disapplication orders

As Published: 2016

EG 16.1 The FCA’s general approach to making disapplication orders

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars