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EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

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FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

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DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

As Published: 2016

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

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APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

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SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction

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Similar To

PERG 7.4 Does the article 54 exclusion apply?

EG 4.5 Notice of termination of investigations

EG 4.11 Approach to interviews and interview procedures

DTR 8.5 Supervision of primary information providers

PERG 7.2 Introduction

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

PERG 8.9 Circumstances where the restriction in section 21 does not apply

PERG 8.21 Company statements, announcements and briefings

FEES 13.1 Application and purpose

PERG 8.31 Exclusions for advising on investments

SUP 2.4 'Mystery shopping'

EG 5.2 When settlement decisions may take place

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach