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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.20 Disciplinary action relating to members

As Published: 2013

REC 3.20 Disciplinary action relating to members

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

LR App 2.1

As Published: 2005

LR App 2.1

MIPRU 4.2BA Securitisation

As Published: 2015

MIPRU 4.2BA Securitisation

SUP 15.14 Notifications under the Payment Services Regulations

As Published: 2018

SUP 15.14 Notifications under the Payment Services Regulations

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

ICOBS 6.1 Providing product information to customers: general

As Published: 2007

ICOBS 6.1 Providing product information to customers: general

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

DTR 5.6 Disclosures by issuers

As Published: 2010

DTR 5.6 Disclosures by issuers

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

DTR 1.3 Information gathering and publication

As Published: 2016

DTR 1.3 Information gathering and publication