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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

MAR 9.2 Authorisation and verification

As Published: 2017

MAR 9.2 Authorisation and verification

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

SYSC 3.1 Systems and controls

As Published: 2006

SYSC 3.1 Systems and controls

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

EG 19.9 Electronic commerce activity directions: the FCA’s policy

As Published: 2016

EG 19.9 Electronic commerce activity directions: the FCA’s policy

REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

COLL 9.2 Section 264 recognised schemes

As Published: 2011

COLL 9.2 Section 264 recognised schemes

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

As Published: 2016

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action