Search Result

341 - 360 of 776 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 2.5A The customer's best interests

As Published: 2012

MCOB 2.5A The customer's best interests

MAR 8.3 Requirements for benchmark administrators [deleted]

As Published: 2015

MAR 8.3 Requirements for benchmark administrators [deleted]

REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

As Published: 2010

IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

ICOBS 5.2 Demands and needs

As Published: 2008

ICOBS 5.2 Demands and needs

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

EG 2.2 Case selection and referral criteria

As Published: 2015

EG 2.2 Case selection and referral criteria

CONC 8.4 Debt solution contracts

As Published: 2014

CONC 8.4 Debt solution contracts

IFPRU 2.2 Internal capital adequacy assessment process

As Published: 2014

IFPRU 2.2 Internal capital adequacy assessment process

COCON 2.1 Individual conduct rules

As Published: 2015

COCON 2.1 Individual conduct rules

MCOB 2.5 Reliance on others

As Published: 2006

MCOB 2.5 Reliance on others

EG 15.3 Disqualification under section 345

As Published: 2016

EG 15.3 Disqualification under section 345

ICOBS 2.4 Record-keeping

As Published: 2011

ICOBS 2.4 Record-keeping

EG 15.4 Disqualification under section 249 or section 261K

As Published: 2016

EG 15.4 Disqualification under section 249 or section 261K

APER 3.3 Factors relating to Statements of Principle 5 to 7

As Published: 2015

APER 3.3 Factors relating to Statements of Principle 5 to 7

BIPRU 1.2 Definition of the trading book

As Published: 2010

BIPRU 1.2 Definition of the trading book

PERG 2.7 Activities: a broad outline

As Published: 2006

PERG 2.7 Activities: a broad outline