Search Result

321 - 340 of 831 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

As Published: 2007

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

IFPRU 8.2 Large Exposures

As Published: 2014

IFPRU 8.2 Large Exposures

DTR 6.4 Disclosure of Home State

As Published: 2015

DTR 6.4 Disclosure of Home State

PERG 8.28 Advice or information

As Published: 2018

PERG 8.28 Advice or information

SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

As Published: 2015

SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

IPRU-INV 5.17 Other assets requirement

As Published: 2016

IPRU-INV 5.17 Other assets requirement

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

SUP 10C.8 The other local responsibility function (SMF22)

As Published: 2015

SUP 10C.8 The other local responsibility function (SMF22)

COBS 18.5 Residual CIS operators and small authorised UK AIFMs

As Published: 2007

COBS 18.5 Residual CIS operators and small authorised UK AIFMs

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

SYSC 5.2

As Published: 2015

SYSC 5.2

CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions