Search Result

281 - 300 of 1112 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

IFPRU 4.11 Income-producing real estate portfolios

As Published: 2014

IFPRU 4.11 Income-producing real estate portfolios

MAR 9.1 Application, introduction, approach and structure

As Published: 2017

MAR 9.1 Application, introduction, approach and structure

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

MCOB 3A.1 Application and purpose

As Published: 2015

MCOB 3A.1 Application and purpose

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

As Published: 2007

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

COLL 9.4 Facilities in the United Kingdom

As Published: 2011

COLL 9.4 Facilities in the United Kingdom

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

IFPRU 6.3 Expectations relating to internal models

As Published: 2014

IFPRU 6.3 Expectations relating to internal models

CONC 10.2 Prudential resources requirements

As Published: 2014

CONC 10.2 Prudential resources requirements

REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose