Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

SUP 16.21 Reporting under the MCD Order for CBTL firms

As Published: 2016

SUP 16.21 Reporting under the MCD Order for CBTL firms

…

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions

…

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

REC 6.2 Applications

EG 19.10 Enterprise Act 2002

IFPRU 4.12 Securitisation

FEES 13.2 The IML levy

SYSC 19A.1 General application and purpose

TC 2.1 Assessing and maintaining competence

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

SUP 14.1 Application and purpose

SYSC 5.1 Skills, knowledge and expertise

MAR 9.2 Authorisation and verification

SUP 12.5 Contracts: required terms

SUP 5.6 Confidential information and privilege

SUP 15.4 Notified persons

DTR 8.5 Supervision of primary information providers

SUP 8.2 Introduction

PERG 8.21 Company statements, announcements and briefings

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

SUP 16.21 Reporting under the MCD Order for CBTL firms

REC 3.22 Restriction of, or instruction to close out, open positions

FIT 1.2 Introduction