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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

SYSC 22.8 Policies and appointed representatives

As Published: 2016

SYSC 22.8 Policies and appointed representatives

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

DISP 1.10B Payment services and electronic money complaints reporting

As Published: 2018

DISP 1.10B Payment services and electronic money complaints reporting

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

IFPRU 11.1 Application and purpose

As Published: 2015

IFPRU 11.1 Application and purpose

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

PR App 3.1

As Published: 2005

PR App 3.1

LR 6.13 Externally managed companies

As Published: 2017

LR 6.13 Externally managed companies

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)