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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10C.9 Minimising overlap with the PRA approved persons regime

As Published: 2015

SUP 10C.9 Minimising overlap with the PRA approved persons regime

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

EG 1.1 Overview

As Published: 2015

EG 1.1 Overview

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

SYSC 10A.1 Application

As Published: 2017

SYSC 10A.1 Application

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

As Published: 2015

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

CONC 3.3 The clear fair and not misleading rule and general requirements

As Published: 2014

CONC 3.3 The clear fair and not misleading rule and general requirements

PERG 16.4 Acting as a depositary of an AIF

As Published: 2013

PERG 16.4 Acting as a depositary of an AIF

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

APER 1.1A Application

As Published: 2015

APER 1.1A Application

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons