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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

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DEPP 8.2 Use of the own-initiative variation of approval power: general

As Published: 2015

DEPP 8.2 Use of the own-initiative variation of approval power: general

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GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

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IFPRU 8.2 Large Exposures

IFPRU 11.2 Individual recovery plans

SUP 13.3 Establishing a branch in another EEA State

COND 1.3 General

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

SUP 13.4 Providing cross border services into another EEA State

MAR 10.4 Position reporting

REC 4.2C Control over a UK RIE

EG 16.2 Disapplication orders

SUP 10C.9 Minimising overlap with the PRA approved persons regime

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

SUP 12.7 Notification requirements

COND 2.4 Appropriate resources

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

SUP 15.6 Inaccurate, false or misleading information

DEPP 8.2 Use of the own-initiative variation of approval power: general

GENPRU 3.1 Application