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EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

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LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

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DEPP 3.1 The Regulatory Decisions Committee

As Published: 2007

DEPP 3.1 The Regulatory Decisions Committee

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LR 9.2 Requirements with continuing application

REC 3.8 Financial and other information

MIPRU 4.3 Calculation of annual income

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

MCOB 4.4A Initial disclosure requirements

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

SUP 5.5 Duties of firms

EG 19.13 The Consumer Protection Co-operation Regulation26

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

DISP 1.1A Complaints handling requirements for MiFID complaints

COLL 4.2 Pre-sale notifications

DEPP 6A.2 Deciding whether to take action

SUP 6.2 Introduction

CREDS 10.1 Application and purpose

SUP 16.3 General provisions on reporting

LR 9.8 Annual financial report

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

LR 5.6 Reverse takeovers

DEPP 3.1 The Regulatory Decisions Committee